Regulatory Rulebook Engine

Data on This Page

5 rule sets across 4 jurisdictions (EU Corporate AML5 Standard CDD, US Institutional FATCA/CRS Reporting, UK Private Wealth EDD, Cayman Fund Complex Structure EDD, MiFID II Professional Client Categorisation) each with jurisdiction, client type, regime, requirement count, version and status, plus an Applicability Simulator that picks a jurisdiction and client type and counts matching rule sets.

What This Agent Does

Maintains the master matrix of AML/KYC/tax-reporting requirements by jurisdiction × client type × product, versioning each rule set, and simulates which rules apply to a given client profile — the requirement counts it produces (e.g. 8 vs 14 requirements) drive the document checklists that Client Onboarding, KYC/CDD and Document Management enforce for that client.

Worked Examples

• Simulating European Union + Corporate matches "EU Corporate — AML5 Standard CDD" (v5, 8 requirements) — the rule set governing a Swedish EU corporate like Nordholm Capital AB.
• Simulating Cayman Islands + Fund matches "Cayman Fund — Complex Structure EDD" (v2, 14 requirements), the heaviest requirement count in the book — consistent with the extra EDD burden seen on Halcyon Ventures SPV elsewhere in Covenant.
• "MiFID II — Professional Client Categorisation" (v1, 5 requirements) is still in Draft, so the simulator won't count it toward applicable rules until an admin clicks Activate.